BSA/AML Independent Testing
Independent testing of your BSA/AML program, including CIP, CDD/EDD, monitoring and SAR decisioning.
Independent consultant · Hourly engagement
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Audit Services
Explore nine audit service areas delivered by independent consultants on BluePen. Define your review scope, testing and expected deliverables before work starts.
Start With An Exam Readiness Audit ScanMy Audit AgreementsAn Engagement Built Around Your Bank
Define what needs to be reviewed and compare independent consultants’ approaches before agreeing to an engagement.
1. Request Your Audit
Choose an area and describe your review period, testing scope and expected deliverables.
2. Review Proposals
Compare the proposed approach, experience and timeline, then invite your chosen consultant.
3. Confirm The Agreement
Save your agreed scope and proposed start date for consultant confirmation.
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See PricingConsumer Compliance Audit
Reg Z, RESPA/TRID, HMDA, Reg E and UDAAP testing across products and disclosures.
Independent consultant · Hourly engagement
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Fair Lending Review
Underwriting, pricing and redlining risk analysis with a documented review.
Independent consultant · Hourly engagement
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CRA Review
Assessment area, lending test and community development readiness for your next CRA exam.
Independent consultant · Hourly engagement
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Flood Insurance Compliance Review
Determinations, notices, coverage and force-placement testing.
Independent consultant · Hourly engagement
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IT/Information Security Audit (GLBA)
Safeguards, access, vendor and incident response controls under GLBA.
Independent consultant · Hourly engagement
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Compliance Management System Review
Board oversight, policies, training, monitoring and complaint management.
Independent consultant · Hourly engagement
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Vendor/Third-Party Risk Review
Due diligence, contracts and ongoing monitoring of critical vendors.
Independent consultant · Hourly engagement
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Outsourced Internal Audit
Risk-based internal audit coverage delivered by experienced consultants.
Independent consultant · Hourly engagement
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